Compliance Consultant for Data Management and IT m/f/d/, Assistant Vice President
Munich, Germany
Applications have closed
State Street
State Street provides investment servicing, investment management, investment research and trading services to institutional investors worldwide.Who we are looking for
With immediate effect we are looking for a Compliance Consultant for Data Management and IT to join our State Street Bank International GmbH (SSBI) Compliance Department in Munich or Frankfurt. The successful candidate is an expert in Compliance, Business Control or Audit functions within the Financial Services sector with particular focus on data governance, data strategy and supporting processes as well as IT environment and thrives in a fast-paced environment. The role may evolve into Compliance or other Risk and Business Control areas.
This role can be performed in a hybrid model, where you can balance work from home and office (at least 2 days per week) to match your needs and role requirements.
Why this role is important to us
The team you will be joining plays an important role in the overall success of the organization. Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and profitability. To make that happen we need teams like yours to help navigate employees and the organization as a whole. In your role you will strive for cutting-edge solutions, that are straightforward and scalable. You will help us build resilience and execute day to day deliverables at our best.
Join us if making your mark in the financial services industry from day one is a challenge you are up for.
What you will be responsible for
As Compliance Consultant for Data Management/IT you will
Work in conjunction with other Compliance team members as well as business partners and external parties all over the globe to resolve issues and ensure accuracy of accountabilities, and adherence to all policies, regulations and guidelines
Maintain and continuously develop knowledge around core regulatory requirements, products of business units, applicable financial markets, industry trends and key technology in use by the business units
Support the management and Compliance team in the development, implementation, reviews and revisions of Compliance manuals, policies and procedures
Under limited supervision, work on various elements of a particular business units Compliance Oversight Program (COP) with particular reference to the data management and IT area and actively participate in risk management projects
Understand of various risk assessment frameworks and formulate recommendations for Compliance strategies based on accurate identification of potential business risks, franchise risks, reputational risks, and emerging risks with particular reference to the IT area
Design, plan, conduct and report on the testing within Compliance Advisory Reviews for SSBI GmbH and its branches, with particular focus on the IT area, and coordinate the implementation of controls with the business and management
Exercise discretion and judgment with regard to matters of significance, such as supporting production of management reporting, including data collection, qualitative and / or quantitative analysis, formatting and quality assurance
Under limited supervision, act as primary contact / coordinator for regulatory exams and investigations in the IT area
Support communication to inform business units of regulatory developments and policy changes with particular reference to the IT Area
Drive open and collaborative communications ensuring regulatory information is shared in a timely manner with key functions
Support the implementation of Compliance training and education programs to keep business personnel apprised of Compliance policies and regulatory obligations (inclusive of new employee induction training)
Identify and report all risk and Compliance issues, breaches and suspicious activities
What we value
These skills will help you succeed in this role:
Strong knowledge of data management (data strategy, data governance and supporting processes) and IT is required. Ability to communicate with and appropriately influence all levels of management
Excellent interpersonal, communication (written and verbal), and presentation skills
Excellent project management and attention to detail
Strong customer focus
Education & Preferred Qualifications
Successfully completed Bachelor’s or Master’s Degree or similar educational background
Around six to eight years of relevant work experience within Risk, Compliance, Legal or Audit functions within the financial services sector preferred
Strong knowledge of IT is required
Fluency in English; knowledge of additional European languages beneficial
What we offer
Work from home days might be possible depending on the role
Depending on legal entity 37,5 or 40 working hours per week
Pension plan offering
Wellbeing & health programs (anonymous Employee Assistance Program, PME Family Service, trainings)
Group accident insurance
Mentoring program
Regular performance reviews and structured performance management
Personal development possibilities and extensive web based training catalogue
Free German and English language classes
Global Inclusion, Global Outreach and Corporate Citizenship programs
Dynamic, diverse, international, and multicultural working environment with English company language
What we offer
Flexible working time
Work from home days might be possible depending on the role
Depending on legal entity 37,5 or 40 working hours per week
Pension plan offering
Wellbeing & health programs (anonymous Employee Assistance Program, PME Family Service, trainings)
Group accident insurance
Mentoring program
Regular performance reviews and structured performance management
Personal development possibilities and extensive web-based training catalogue
Free German and English language classes
Global Inclusion, Global Outreach and Corporate Citizenship programs
Dynamic, diverse, international, and multicultural working environment with English company language
About State Street
What we do. State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world. From technology to product innovation, we’re making our mark on the financial services industry. For more than two centuries, we’ve been helping our clients safeguard and steward the investments of millions of people. We provide investment servicing, data & analytics, investment research & trading and investment management to institutional clients.
Work, Live and Grow. We make all efforts to create a great work environment. Our benefits packages are competitive and comprehensive. Details vary by location, but you may expect generous medical care, insurance and savings plans, among other perks. You’ll have access to flexible Work Programs to help you match your needs. And our wealth of development programs and educational support will help you reach your full potential.
Inclusion, Diversity and Social Responsibility. We truly believe our employees’ diverse backgrounds, experiences and perspectives are a powerful contributor to creating an inclusive environment where everyone can thrive and reach their maximum potential while adding value to both our organization and our clients. We warmly welcome candidates of diverse origin, background, ability, age, sexual orientation, gender identity and personality. Another fundamental value at State Street is active engagement with our communities around the world, both as a partner and a leader. You will have tools to help balance your professional and personal life, paid volunteer days, matching gift programs and access to employee networks that help you stay connected to what matters to you.
State Street is an equal opportunity and affirmative action employer.
Discover more at StateStreet.com/careers
* Salary range is an estimate based on our AI, ML, Data Science Salary Index 💰
Tags: Data governance Data management Data strategy Research Testing
Perks/benefits: Career development Flex hours Health care
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